HHS Risk Flags
Consolidated view of every risk_flag row HHShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 11, 2017 | Form NT 10-Q filed 2017-05-11 (accession 0001104659-17-031869) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-08-17 (accession 0000045919-17-000009), 94 days after the 2017-05-15 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jul 28, 2020 | Form 25-NSE filed 2020-07-28 (accession 0000876661-20-000587) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 11, 2018 | Form NT 10-Q filed 2018-05-11 (accession 0000045919-18-000029) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-08-09 (accession 0000045919-18-000040), 86 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 17, 2017 | Form NT 10-K filed 2017-03-17 (accession 0000045919-17-000004) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-06-16 (accession 0000045919-17-000006), 77 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 17, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-17 (accession 0001628280-26-018894) was 'Wolf & Company, P.C.' (PCAOB Firm ID: 392). Prior 10-K filed 2025-03-17 (accession 0000045919-25-000008) was 'Wolf & Company, P.C.' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2017 | Form NT 10-Q filed 2017-08-10 (accession 0001104659-17-051064) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-17 (accession 0000045919-17-000009), 3 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2016 | Form NT 10-Q filed 2016-05-11 (accession 0001628280-16-016175) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-16 (accession 0001628280-16-016418), 1 days after the 2016-05-15 filing d… | view ↗ |
Related on HHS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.