HGAS Risk Flags
Consolidated view of every risk_flag row HGAShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001213900-24-028142) was 'GRASSI & CO., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K/A filed 2023-07-17 (accession 0001213900-23-057232) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 1… | view ↗ |
| Delisting | medium | 25-NSE · Sep 6, 2024 | Form 25-NSE filed 2024-09-06 (accession 0001354457-24-000648) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 21, 2023 | Form 25-NSE filed 2023-12-21 (accession 0001354457-23-000966) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025421) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-10 (accession 0001213900-23-028581), 10 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027596) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-21 (accession 0001213900-21-033286), 37 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-038486) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001213900-26-044164), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001213900-22-048465) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-17 (accession 0001213900-22-048947), 3 days after the 2022-08-14 filing d… | view ↗ |
Related on HGAS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.