HEPA Risk Flags
Consolidated view of every risk_flag row HEPAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Jan 13, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-01-13 (accession 0001493152-25-001857) was 'GRASSI & CO., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K filed 2023-04-10 (accession 0001583771-23-000003) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001104659-24-041880) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001583771-24-000003), 17 days after the 2024-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jul 22, 2025 | Form 25-NSE filed 2025-07-22 (accession 0001354457-25-000728) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010988) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001641172-25-011534), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001934) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-08 (accession 0001641172-25-003250), 8 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019950) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001628280-24-024560), 6 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001104659-23-118189) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001583771-23-000013), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001104659-23-040338) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-04-10 (accession 0001583771-23-000003), 80 days before the 2023-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001104659-22-041111) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-08 (accession 0001583771-22-000003), 8 days after the 2022-03-31 filing d… | view ↗ |
Related on HEPA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.