HCTI Risk Flags
Consolidated view of every risk_flag row HCTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K/A · Apr 16, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-16 (accession 0001213900-26-044671) was 'SRCO Professional Corporation' (PCAOB Firm ID: 5828). Prior 10-K filed 2025-03-31 (accession 0001213900-25-026218) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 27… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001213900-26-037659) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001213900-26-044078), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 9, 2025 | Form NT 10-Q filed 2025-05-09 (accession 0001213900-25-041453) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001213900-25-045994), 5 days after the 2025-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001213900-25-026218) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2024-03-18 (accession 0001213900-24-023562) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001213900-24-069616) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001213900-24-070692), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043990) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045251), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Jan 4, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-01-04 (accession 0001607062-24-000019) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). Prior 10-K filed 2022-03-08 (accession 0001607062-22-000176) was 'Ram Associates' (PCAOB Firm ID: 5814). | view ↗ |
Related on HCTI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.