HCMC Risk Flags
Consolidated view of every risk_flag row HCMChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Nov 29, 2005 | Form NT 10-K filed 2005-11-29 (accession 0001050502-05-000604) notified the SEC of delayed 10-K filing for period ending 2005-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 18, 2005 | Form NT 10-Q filed 2005-07-18 (accession 0001050502-05-000377) notified the SEC of delayed 10-Q filing for period ending 2005-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 30, 2004 | Form NT 10-K filed 2004-11-30 (accession 0001000096-04-000778) notified the SEC of delayed 10-K filing for period ending 2004-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 29, 2000 | Form NT 10-K filed 2000-11-29 (accession 0001000096-00-000886) notified the SEC of delayed 10-K filing for period ending 2000-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 14, 2000 | Form NT 10-Q filed 2000-07-14 (accession 0001050502-00-000886) notified the SEC of delayed 10-Q filing for period ending 2000-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Apr 14, 2000 | Form NT 10-Q filed 2000-04-14 (accession 0001050502-00-000463) notified the SEC of delayed 10-Q filing for period ending 2000-02-29. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 14, 2000 | Form NT 10-Q filed 2000-01-14 (accession 0001050502-00-000043) notified the SEC of delayed 10-Q filing for period ending 1999-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 29, 1999 | Form NT 10-K filed 1999-11-29 (accession 0001000096-99-000640) notified the SEC of delayed 10-K filing for period ending 1999-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 15, 1999 | Form NT 10-Q filed 1999-07-15 (accession 0001000096-99-000384) notified the SEC of delayed 10-Q filing for period ending 1999-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Apr 14, 1999 | Form NT 10-Q filed 1999-04-14 (accession 0001000096-99-000191) notified the SEC of delayed 10-Q filing for period ending 1999-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 14, 1999 | Form NT 10-Q filed 1999-01-14 (accession 0001000096-99-000019) notified the SEC of delayed 10-Q filing for period ending 1998-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 30, 1998 | Form NT 10-K filed 1998-11-30 (accession 0001000096-98-000693) notified the SEC of delayed 10-K filing for period ending 1998-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 14, 1998 | Form NT 10-Q filed 1998-07-14 (accession 0001000096-98-000461) notified the SEC of delayed 10-Q filing for period ending 1998-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 14, 1998 | Form NT 10-Q filed 1998-01-14 (accession 0001000096-98-000024) notified the SEC of delayed 10-Q filing for period ending 1997-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 28, 1997 | Form NT 10-K filed 1997-11-28 (accession 0001000096-97-000953) notified the SEC of delayed 10-K filing for period ending 1997-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 15, 1997 | Form NT 10-Q filed 1997-07-15 (accession 0001000096-97-000482) notified the SEC of delayed 10-Q filing for period ending 1997-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Mar 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-27 (accession 0001493152-26-013232) was 'TAAD LLP' (PCAOB Firm ID: 5854). Prior 10-K filed 2025-04-14 (accession 0001641172-25-004607) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Dec 2, 2003 | Form NT 10-K filed 2003-12-02 (accession 0001050502-03-000884) notified the SEC of delayed 10-K filing for period ending 2003-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Jul 14, 2003 | Form NT 10-Q filed 2003-07-14 (accession 0001000096-03-000309) notified the SEC of delayed 10-Q filing for period ending 2003-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Jan 14, 1997 | Form NT 10-Q filed 1997-01-14 (accession 0001000096-97-000017) notified the SEC of delayed 10-Q filing for period ending 1996-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Nov 29, 1996 | Form NT 10-K filed 1996-11-29 (accession 0001000096-96-000467) notified the SEC of delayed 10-K filing for period ending 1996-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0000844856-20-000039) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-18 (accession 0000844856-20-000042), 4 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0000844856-20-000025) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0000844856-20-000028), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 30, 2020 | Form NT 10-Q filed 2020-06-30 (accession 0000844856-20-000017) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-01 (accession 0000844856-20-000019), 47 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0000844856-20-000002) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-13 (accession 0000844856-20-000011), 44 days after the 2020-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Apr 8, 2016 | Form 25-NSE filed 2016-04-08 (accession 0001354457-16-000349) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jan 25, 2016 | Form 25-NSE filed 2016-01-25 (accession 0001354457-16-000272) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001924) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001641172-25-004607), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K/A · Apr 1, 2016 | Form NT 10-K/A filed 2016-04-01 (accession 0001571049-16-013572) notified the SEC of delayed 10-K/A filing for period ending 2015-12-31. Substantive filing landed 2016-04-08 (accession 0001571049-16-013764), 9 days after the 2016-03-30 fili… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001571049-16-013533) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-08 (accession 0001571049-16-013764), 9 days after the 2016-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0000950123-11-077869) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-24 (accession 0000950123-11-079792), 10 days after the 2011-08-14 filing … | view ↗ |
Related on HCMC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.