HCI Risk Flags
Consolidated view of every risk_flag row HCIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 25, 2017 | Form 25-NSE filed 2017-04-25 (accession 0000876661-17-000223) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Apr 3, 2017 | Form 25-NSE filed 2017-04-03 (accession 0000876661-17-000188) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · Feb 28, 2014 | Form 25 filed 2014-02-28 (accession 0001193125-14-075100) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Oct 26, 2012 | Form 25-NSE filed 2012-10-26 (accession 0001354457-12-000237) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · Oct 24, 2012 | Form 25 filed 2012-10-24 (accession 0001193125-12-433330) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25 · Sep 5, 2008 | Form 25 filed 2008-09-05 (accession 0001193125-08-190981) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 10, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-10 (accession 0000950170-23-007271) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-03-10 (accession 0000950170-22-003351) was 'Dixon Hughes Goodman LLP' (PCAOB Firm ID: 57). | view ↗ |
Related on HCI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.