GWH Risk Flags
Consolidated view of every risk_flag row GWHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Oct 8, 2021 | Form 25 filed 2021-10-08 (accession 0001193125-21-295367) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 14, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-14 (accession 0001628280-24-011004) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-03-02 (accession 0001628280-23-005933) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001193125-21-330661) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001193125-21-336853), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001564590-21-044682) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-18 (accession 0001564590-21-045040), 4 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001564590-21-028651) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001564590-21-029510), 9 days after the 2021-05-15 filing d… | view ↗ |
Related on GWH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.