GTIC Risk Flags
Consolidated view of every risk_flag row GTIChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · Apr 17, 2018 | Form NT 10-Q filed 2018-04-17 (accession 0001640334-18-000758) notified the SEC of delayed 10-Q filing for period ending 2018-02-28. Substantive filing landed 2018-04-23 (accession 0001640334-18-000789), 9 days after the 2018-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 17, 2018 | Form NT 10-Q filed 2018-01-17 (accession 0001640334-18-000112) notified the SEC of delayed 10-Q filing for period ending 2017-11-30. Substantive filing landed 2018-03-12 (accession 0001640334-18-000449), 57 days after the 2018-01-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Aug 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-29 (accession 0001640334-24-001367) was 'Boladale Lawal & CO' (PCAOB Firm ID: 6993). Prior 10-K filed 2023-08-28 (accession 0001640334-23-001638) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Apr 18, 2017 | Form NT 10-Q filed 2017-04-18 (accession 0001558891-17-000020) notified the SEC of delayed 10-Q filing for period ending 2017-02-28. Substantive filing landed 2017-04-19 (accession 0001558891-17-000022), 5 days after the 2017-04-14 filing d… | view ↗ |
Related on GTIC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.