GTCH Risk Flags
Consolidated view of every risk_flag row GTCHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 16, 2016 | Form NT 10-Q filed 2016-11-16 (accession 0001615774-16-008407) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2017-05-09 (accession 0001615774-17-002128), 176 days after the 2016-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001731122-24-000529) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-19 (accession 0001731122-24-000657), 20 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 12, 2020 | Form NT 10-K filed 2020-05-12 (accession 0001731122-20-000485) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-27 (accession 0001731122-20-000586), 58 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001731122-26-000505) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001731122-26-000573), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001731122-24-001271) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001731122-24-001273), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001731122-24-000773) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001731122-24-000847), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001731122-23-002134) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001731122-23-002174), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001731122-23-001512) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-17 (accession 0001731122-23-001540), 3 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001731122-23-000906) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001731122-23-000998), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K/A · Apr 6, 2023 | Form NT 10-K/A filed 2023-04-06 (accession 0001731122-23-000600) notified the SEC of delayed 10-K/A filing for period ending 2022-12-31. Substantive filing landed 2023-04-12 (accession 0001731122-23-000637), 12 days after the 2023-03-31 fil… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001731122-19-000676) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001731122-19-000728), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001731122-19-000472) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001731122-19-000506), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001615774-18-002333) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-12 (accession 0001615774-18-002560), 12 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2015 | Form NT 10-Q filed 2015-11-13 (accession 0001615774-15-003242) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-16 (accession 0001615774-15-003332), 2 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2015 | Form NT 10-K filed 2015-04-01 (accession 0001615774-15-000624) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001615774-15-000751), 15 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001615774-14-000332) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-18 (accession 0001615774-14-000362), 4 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001013762-14-000569) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-19 (accession 0001013762-14-000600), 4 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2014 | Form NT 10-K filed 2014-04-01 (accession 0001013762-14-000348) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-14 (accession 0001013762-14-000392), 14 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2013 | Form NT 10-Q filed 2013-05-13 (accession 0001013762-13-000685) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001013762-13-000753), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001013762-13-000467) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001013762-13-000535), 15 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2012 | Form NT 10-Q filed 2012-08-13 (accession 0001013762-12-001583) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001013762-12-001695), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2012 | Form NT 10-K filed 2012-03-29 (accession 0001013762-12-000608) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-13 (accession 0001013762-12-000782), 14 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001013762-11-003051) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001013762-11-003149), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001013762-11-002170) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-17 (accession 0001013762-11-002273), 3 days after the 2011-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001731122-26-000573) was 'CNGSN & Associates LLP' (PCAOB Firm ID: 7274). Prior 10-K filed 2025-03-31 (accession 0001731122-25-000487) was 'M.S. Madhava Rao' (PCAOB Firm ID: 5081). | view ↗ |
| Auditor Change | low | 10-K/A · Aug 19, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-08-19 (accession 0001731122-24-001280) was 'M.S. Madhava Rao' (PCAOB Firm ID: 5081). Prior 10-K/A filed 2023-04-14 (accession 0001731122-23-000664) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001731122-23-000539) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-04-12 (accession 0001731122-23-000637), 78 days before the 2023-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001731122-22-000931) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001731122-22-000980), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001615774-17-006730) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001615774-17-006857), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001013762-11-001363) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-20 (accession 0001013762-11-001494), 5 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001013762-11-000788) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-06 (accession 0001013762-11-000933), 6 days after the 2011-03-31 filing d… | view ↗ |
Related on GTCH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.