GSAT Risk Flags
Consolidated view of every risk_flag row GSAThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Feb 10, 2025 | Form 25 filed 2025-02-10 (accession 0001366868-25-000023) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | medium | 10-K/A · Aug 29, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-08-29 (accession 0001366868-23-000104) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-02-25 (accession 0001366868-22-000022) was 'Crowe LLP' (PCAOB Firm ID: 173). | view ↗ |
| Delisting | medium | 25-NSE · Feb 19, 2013 | Form 25-NSE filed 2013-02-19 (accession 0001354457-13-000036) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | low | 15-12G · May 28, 2014 | Form 15-12G filed 2014-05-28 (accession 0001144204-14-033943) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 9, 2012 | Form NT 10-Q filed 2012-11-09 (accession 0001144204-12-060859) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-14 (accession 0001144204-12-063003), 0 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2011 | Form NT 10-K filed 2011-03-17 (accession 0001144204-11-015418) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-03-31 (accession 0001144204-11-019122), 0 days after the 2011-03-31 filing d… | view ↗ |
Related on GSAT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.