GROW Risk Flags
Consolidated view of every risk_flag row GROWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001437749-23-003482) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-05-24 (accession 0001437749-23-015720), 99 days after the 2023-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001437749-23-032176) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-12-14 (accession 0001437749-23-034447), 30 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001437749-23-027178) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-11-16 (accession 0001437749-23-032363), 49 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2021 | Form NT 10-K filed 2021-09-28 (accession 0001185185-21-001394) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-12-08 (accession 0001185185-21-001814), 71 days after the 2021-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 18, 2026 | Form NT 10-Q filed 2026-02-18 (accession 0001437749-26-004406) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-20 (accession 0001437749-26-004918), 6 days after the 2026-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Nov 29, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-11-29 (accession 0001437749-23-033187) was 'Grant Thornton LLP' (PCAOB Firm ID: 248). Prior 10-K/A filed 2023-05-19 (accession 0001437749-23-015310) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001185185-22-000191) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-17 (accession 0001185185-22-000207), 3 days after the 2022-02-14 filing d… | view ↗ |
Related on GROW
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.