GRND Risk Flags
Consolidated view of every risk_flag row GRNDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Feb 24, 2025 | Form 25-NSE filed 2025-02-24 (accession 0000876661-25-000127) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 17, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-17 (accession 0001820144-23-000005) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-03-22 (accession 0001140361-22-010575) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25-NSE · Nov 18, 2022 | Form 25-NSE filed 2022-11-18 (accession 0000876661-22-001005) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001140361-21-017785) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-22 (accession 0001140361-21-021816), 38 days after the 2021-05-15 filing … | view ↗ |
Related on GRND
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.