GPLB Risk Flags
Consolidated view of every risk_flag row GPLBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 2, 2013 | Form NT 10-K filed 2013-04-02 (accession 0001354488-13-001728) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001354488-13-002036), 16 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001188112-09-000782) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-05-07 (accession 0001188112-09-001195), 37 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001013762-08-000683) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2007 | Form NT 10-Q filed 2007-08-15 (accession 0001013762-07-001525) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-15 (accession 0001013762-08-001099), 275 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2014 | Form NT 10-K filed 2014-04-01 (accession 0001354488-14-001619) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001354488-14-001902), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001354488-13-004679) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-16 (accession 0001354488-13-004725), 2 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001354488-13-002932) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001354488-13-003030), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001354488-12-004272) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001354488-12-004443), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001354488-12-001618) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-03 (accession 0001354488-12-001668), 4 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001354488-11-004472) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001354488-11-004702), 7 days after the 2011-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001654954-26-003081) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2025-03-07 (accession 0001654954-25-002462) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). | view ↗ |
| Auditor Change | low | 10-K · Mar 30, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-30 (accession 0001654954-23-003905) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). Prior 10-K filed 2022-03-14 (accession 0001654954-22-003076) was 'Liggett & Webb, P.A.' (PCAOB Firm ID: 287). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001354488-11-001055) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-14 (accession 0001354488-11-001194), 14 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001188112-10-002158) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001188112-10-002226), 9 days after the 2010-08-14 filing d… | view ↗ |
Related on GPLB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.