GLXZ Risk Flags
Consolidated view of every risk_flag row GLXZhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001255294-08-000304) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-31 (accession 0001255294-09-000175), 366 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2007 | Form NT 10-Q filed 2007-11-15 (accession 0001255294-07-000927) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-20 (accession 0001255294-08-000492), 188 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001255294-07-000677) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-20 (accession 0001255294-08-000492), 280 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2007 | Form NT 10-Q filed 2007-05-14 (accession 0001255294-07-000385) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 28, 2007 | Form NT 10-K filed 2007-03-28 (accession 0001255294-07-000235) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 11, 2006 | Form NT 10-Q filed 2006-08-11 (accession 0001255294-06-000551) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001255294-06-000193) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001255294-05-000723) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0001255294-05-000474) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001255294-05-000278) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001144204-05-010174) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001144204-04-012278) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001140377-04-000157) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001140377-04-000104) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 17, 2003 | Form NT 10-Q filed 2003-11-17 (accession 0001140377-03-000228) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2003 | Form NT 10-Q filed 2003-08-15 (accession 0001140377-03-000167) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2003 | Form NT 10-Q filed 2003-05-16 (accession 0001140377-03-000110) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2003 | Form NT 10-K filed 2003-04-01 (accession 0001140377-03-000055) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jan 30, 2003 | Form NT 10-K filed 2003-01-30 (accession 0001140377-03-000010) notified the SEC of delayed 10-K filing for period ending 2002-10-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2012 | Form NT 10-K filed 2012-03-29 (accession 0001255294-12-000197) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001255294-12-000228), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 17, 2002 | Form NT 10-Q filed 2002-06-17 (accession 0001140377-02-000066) notified the SEC of delayed 10-Q filing for period ending 2002-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Mar 18, 2002 | Form NT 10-Q filed 2002-03-18 (accession 0001140377-02-000015) notified the SEC of delayed 10-Q filing for period ending 2002-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 30, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-30 (accession 0001193125-26-129503) was 'Baker Tilly, US LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-24 (accession 0000950170-25-043370) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001564590-17-005935) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001564590-17-006563), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001255294-12-000319) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-16 (accession 0001255294-12-000329), 1 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001255294-11-000691) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-14 (accession 0001104659-11-063811), 0 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001255294-11-000475) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001104659-11-048114), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001255294-10-000234) notified the SEC of delayed 10-K filing for period ending 2010-03-31. Substantive filing landed 2010-04-13 (accession 0001255294-10-000278), 77 days before the 2010-06-29 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0000013156-08-000211) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0000013156-08-000213), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0000013156-08-000086) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0000013156-08-000091), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001255294-08-000462) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001255294-08-000492), 5 days after the 2008-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2020 | Form NT 10-Q filed 2020-08-17 (accession 0001140361-20-018556) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001564590-20-040654), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2011 | Form NT 10-Q filed 2011-05-17 (accession 0001255294-11-000294) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-17 (accession 0001504167-11-000024), 2 days after the 2011-05-15 filing d… | view ↗ |
Related on GLXZ
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.