GLVT Risk Flags
Consolidated view of every risk_flag row GLVThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001213900-18-006430) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-07-24 (accession 0001213900-18-009567), 70 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001640334-26-000611) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001640334-26-000745), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-27 (accession 0001640334-25-000494) was 'Boladale Lawal & CO' (PCAOB Firm ID: 6993). Prior 10-K filed 2024-03-08 (accession 0001640334-24-000368) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2020 | Form NT 10-Q filed 2020-08-17 (accession 0001493152-20-016082) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-17 (accession 0001493152-20-016093), 3 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001021432-17-000355) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001021432-17-000370), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001021432-17-000166) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001021432-17-000194), 7 days after the 2017-05-15 filing d… | view ↗ |
Related on GLVT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.