GLSI Risk Flags
Consolidated view of every risk_flag row GLSIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014218) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012370) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001493152-24-014625), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010936) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001641172-25-011731), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001738) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004819), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019920) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020710), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001493152-24-014625) was 'MaloneBailey, LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010284) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-028651) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029605), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017361) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018539), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001493152-22-014006) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-20 (accession 0001493152-22-014639), 5 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001493152-21-011865) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-20 (accession 0001493152-21-012362), 5 days after the 2021-05-15 filing d… | view ↗ |
Related on GLSI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.