GLEI Risk Flags
Consolidated view of every risk_flag row GLEIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Oct 30, 2023 | Form NT 10-K filed 2023-10-30 (accession 0001903596-23-000813) notified the SEC of delayed 10-K filing for period ending 2023-07-31. Substantive filing landed 2023-11-15 (accession 0001903596-23-000892), 17 days after the 2023-10-29 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Oct 9, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-10-09 (accession 0001871890-25-000005) was 'LAO Professionals' (PCAOB Firm ID: 7057). Prior 10-K filed 2022-10-31 (accession 0001903596-22-000695) was 'Jack Shama' (PCAOB Firm ID: 50909). | view ↗ |
Related on GLEI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.