GHST Risk Flags
Consolidated view of every risk_flag row GHSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Sep 29, 2025 | Form NT 10-K filed 2025-09-29 (accession 0001079973-25-001514) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-14 (accession 0001079973-25-001605), 16 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001354488-10-001670) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-11-15 (accession 0001354488-10-003576), 184 days after the 2010-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2002 | Form NT 10-Q filed 2002-08-15 (accession 0001116502-02-001191) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2001 | Form NT 10-K filed 2001-03-28 (accession 0001121795-01-000001) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001079973-25-000240) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0001079973-25-000290), 5 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 1, 2024 | Form NT 10-K filed 2024-10-01 (accession 0001553350-24-000146) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-10-11 (accession 0001079973-24-001394), 13 days after the 2024-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Oct 14, 2025 | PCAOB-tagged auditor in 10-K filed 2025-10-14 (accession 0001079973-25-001605) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K filed 2024-10-11 (accession 0001079973-24-001394) was 'Salberg' (PCAOB Firm ID: 106). | view ↗ |
| Auditor Change | low | 10-K/A · Nov 29, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-11-29 (accession 0001079973-23-001671) was 'Salberg & Company, P.A.' (PCAOB Firm ID: 106). Prior 10-K filed 2022-09-28 (accession 0001553350-22-000798) was 'Ciro E. Adams, CPA, LLC' (PCAOB Firm … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001553350-23-000460) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001553350-23-000468), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001553350-23-000436) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-13 (accession 0001553350-23-000446), 15 days after the 2023-09-28 filing … | view ↗ |
| Delisting | low | 15-12G · Sep 6, 2013 | Form 15-12G filed 2013-09-06 (accession 0001553350-13-000654) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on GHST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.