GFLT Risk Flags
Consolidated view of every risk_flag row GFLThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Jun 1, 2022 | Form NT 10-K filed 2022-06-01 (accession 0001654954-22-007797) notified the SEC of delayed 10-K filing for period ending 2022-02-28. Substantive filing landed 2022-07-08 (accession 0001654954-22-009390), 40 days after the 2022-05-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001654954-24-014485) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001654954-24-014560), 1 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 18, 2022 | Form NT 10-Q filed 2022-01-18 (accession 0001654954-22-000548) notified the SEC of delayed 10-Q filing for period ending 2021-11-30. Substantive filing landed 2022-01-18 (accession 0001654954-22-000549), 4 days after the 2022-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 18, 2021 | Form NT 10-Q filed 2021-10-18 (accession 0001654954-21-011179) notified the SEC of delayed 10-Q filing for period ending 2021-08-31. Substantive filing landed 2021-10-25 (accession 0001654954-21-011307), 10 days after the 2021-10-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 14, 2021 | Form NT 10-Q filed 2021-07-14 (accession 0001654954-21-007940) notified the SEC of delayed 10-Q filing for period ending 2021-05-31. Substantive filing landed 2021-07-20 (accession 0001654954-21-008086), 5 days after the 2021-07-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 1, 2021 | Form NT 10-K filed 2021-06-01 (accession 0001654954-21-006459) notified the SEC of delayed 10-K filing for period ending 2021-02-28. Substantive filing landed 2021-06-07 (accession 0001654954-21-006650), 9 days after the 2021-05-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 19, 2021 | Form NT 10-Q filed 2021-01-19 (accession 0001654954-21-000616) notified the SEC of delayed 10-Q filing for period ending 2020-11-30. Substantive filing landed 2021-02-01 (accession 0001654954-21-001033), 18 days after the 2021-01-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Oct 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-10-01 (accession 0001654954-24-012526) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2023-05-30 (accession 0001654954-23-007357) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Sep 30, 2024 | Form NT 10-K filed 2024-09-30 (accession 0001654954-24-012509) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-10-01 (accession 0001654954-24-012526), 3 days after the 2024-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001654954-24-001823) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-15 (accession 0001654954-24-001845), 1 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Oct 15, 2020 | Form NT 10-Q filed 2020-10-15 (accession 0001654954-20-011192) notified the SEC of delayed 10-Q filing for period ending 2020-08-31. Substantive filing landed 2020-10-16 (accession 0001654954-20-011223), 1 days after the 2020-10-15 filing d… | view ↗ |
Related on GFLT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.