GDST Risk Flags
Consolidated view of every risk_flag row GDSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jul 8, 2025 | Form 25-NSE filed 2025-07-08 (accession 0001354457-25-000620) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K/A · Jan 11, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-01-11 (accession 0001213900-24-003029) was 'Marcum Asia CPAs LLP' (PCAOB Firm ID: 5395). Prior 10-K filed 2022-06-29 (accession 0001213900-22-035892) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2023 | Form NT 10-K filed 2023-06-29 (accession 0001213900-23-052930) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0001213900-23-057123), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001213900-25-111195) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001213900-25-112608), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001213900-25-077009) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-20 (accession 0001213900-25-078650), 6 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001213900-23-012060) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001213900-23-013269), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001213900-22-072734) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-15 (accession 0001213900-22-072825), 1 days after the 2022-11-14 filing d… | view ↗ |
Related on GDST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.