GDC Risk Flags
Consolidated view of every risk_flag row GDChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jun 6, 2018 | Form 25-NSE filed 2018-06-06 (accession 0001354457-18-000183) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Feb 6, 2018 | Form 25-NSE filed 2018-02-06 (accession 0001354457-18-000025) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K/A · Jul 22, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-22 (accession 0001013762-24-000473) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 10-K filed 2023-03-31 (accession 0001213900-23-025481) was 'WWC, P.C.' (PCAOB Firm ID: 1171). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043574) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045188), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028937) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-02 (accession 0001213900-24-029042), 3 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-087000) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001213900-23-088602), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001213900-22-048183) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001213900-22-050044), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001213900-21-059854) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001213900-21-061248), 8 days after the 2021-11-14 filing d… | view ↗ |
Related on GDC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.