GBR Risk Flags
Consolidated view of every risk_flag row GBRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0001010549-01-000142) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 1998 | Form NT 10-K filed 1998-03-30 (accession 0001010549-98-000094) notified the SEC of delayed 10-K filing for period ending 1997-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 1997 | Form NT 10-Q filed 1997-11-13 (accession 0001010549-97-000260) notified the SEC of delayed 10-Q filing for period ending 1997-09-30. Substantive filing landed 1998-05-19 (accession 0001010549-98-000155), 186 days after the 1997-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1997 | Form NT 10-K filed 1997-03-31 (accession 0000930661-97-000759) notified the SEC of delayed 10-K filing for period ending 1996-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 1996 | Form NT 10-Q filed 1996-11-15 (accession 0001010549-96-000300) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 1996 | Form NT 10-Q filed 1996-08-15 (accession 0001010549-96-000184) notified the SEC of delayed 10-Q filing for period ending 1996-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 14, 1996 | Form NT 10-Q filed 1996-05-14 (accession 0001010549-96-000068) notified the SEC of delayed 10-Q filing for period ending 1996-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2018 | Form NT 10-K filed 2018-03-29 (accession 0001010549-18-000090) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-19 (accession 0001010549-18-000126), 19 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001010549-05-000225) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-04-18 (accession 0001010549-05-000264), 18 days after the 2005-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001010549-04-000208) notified the SEC of delayed 10-K filing for period ending 2003-12-31. Substantive filing landed 2004-04-15 (accession 0001010549-04-000261), 16 days after the 2004-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-24 (accession 0001214659-25-004675) was 'Turner, Stone & Company, L.L.P.' (PCAOB Firm ID: 76). Prior 10-K filed 2024-04-01 (accession 0001214659-24-005800) was 'Swalm & Associates, P.C.' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001010549-17-000125) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-05 (accession 0001010549-17-000128), 5 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001010549-09-000225) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001010549-09-000262), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001010549-06-000568) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. Substantive filing landed 2006-08-15 (accession 0001010549-06-000569), 1 days after the 2006-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001010549-06-000283) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-05-19 (accession 0001010549-06-000324), 4 days after the 2006-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2006 | Form NT 10-K filed 2006-03-30 (accession 0001010549-06-000162) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-04-13 (accession 0001010549-06-000210), 13 days after the 2006-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001010549-05-000822) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. Substantive filing landed 2005-11-25 (accession 0000950134-05-022222), 11 days after the 2005-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0001010549-05-000555) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. Substantive filing landed 2005-08-19 (accession 0001010549-05-000592), 5 days after the 2005-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001010549-05-000361) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. Substantive filing landed 2005-05-17 (accession 0001010549-05-000363), 2 days after the 2005-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2003 | Form NT 10-Q filed 2003-11-17 (accession 0001010549-03-000644) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. Substantive filing landed 2003-11-17 (accession 0001010549-03-000645), 3 days after the 2003-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0001010549-03-000455) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. Substantive filing landed 2003-08-19 (accession 0001010549-03-000466), 5 days after the 2003-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2003 | Form NT 10-Q filed 2003-05-15 (accession 0001010549-03-000256) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. Substantive filing landed 2003-05-20 (accession 0001010549-03-000287), 5 days after the 2003-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2003 | Form NT 10-K filed 2003-03-31 (accession 0001010549-03-000153) notified the SEC of delayed 10-K filing for period ending 2002-12-31. Substantive filing landed 2003-04-15 (accession 0001010549-03-000195), 15 days after the 2003-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2002 | Form NT 10-Q filed 2002-11-14 (accession 0001010549-02-000671) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. Substantive filing landed 2002-11-19 (accession 0001010549-02-000701), 5 days after the 2002-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0001010549-02-000301) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. Substantive filing landed 2002-05-20 (accession 0001010549-02-000323), 5 days after the 2002-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2002 | Form NT 10-K filed 2002-04-02 (accession 0001010549-02-000175) notified the SEC of delayed 10-K filing for period ending 2001-12-31. Substantive filing landed 2002-04-03 (accession 0001010549-02-000177), 3 days after the 2002-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0001010549-01-500347) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. Substantive filing landed 2001-08-20 (accession 0001010549-01-500377), 6 days after the 2001-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 1999 | Form NT 10-K filed 1999-04-01 (accession 0001010549-99-000085) notified the SEC of delayed 10-K filing for period ending 1998-12-31. Substantive filing landed 1999-04-15 (accession 0001010549-99-000093), 15 days after the 1999-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 1998 | Form NT 10-Q filed 1998-05-15 (accession 0001010549-98-000144) notified the SEC of delayed 10-Q filing for period ending 1998-03-31. Substantive filing landed 1998-05-19 (accession 0001010549-98-000155), 4 days after the 1998-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 1996 | Form NT 10-K filed 1996-03-28 (accession 0001010549-96-000004) notified the SEC of delayed 10-K filing for period ending 1995-12-31. Substantive filing landed 1996-04-12 (accession 0001010549-96-000020), 13 days after the 1996-03-30 filing … | view ↗ |
Related on GBR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.