GAIA Risk Flags
Consolidated view of every risk_flag row GAIAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 6, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-06 (accession 0000950170-23-006277) was 'Armanino LLP' (PCAOB Firm ID: 32). Prior 10-K filed 2022-02-28 (accession 0001564590-22-007683) was 'Plante Moran, PLLC' (PCAOB Firm ID: 166). | view ↗ |
| Auditor Change | low | 10-K · Mar 6, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-06 (accession 0001193125-26-096522) was 'Frank, Rimerman + Co. LLP' (PCAOB Firm ID: 1596). Prior 10-K filed 2025-03-10 (accession 0000950170-25-036287) was 'Frank, Rimerman + Co. LLP' (PCAOB Firm I… | view ↗ |
| Late Filing | low | NT 10-K · Mar 18, 2014 | Form NT 10-K filed 2014-03-18 (accession 0001193125-14-102748) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-03-31 (accession 0001193125-14-123968), 0 days after the 2014-03-31 filing d… | view ↗ |
Related on GAIA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.