FUST Risk Flags
Consolidated view of every risk_flag row FUSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Dec 29, 2021 | Form NT 10-K filed 2021-12-29 (accession 0001185185-21-001885) notified the SEC of delayed 10-K filing for period ending 2021-09-30. Substantive filing landed 2022-02-11 (accession 0001185185-22-000174), 44 days after the 2021-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2019 | Form NT 10-K filed 2019-12-30 (accession 0001185185-19-001764) notified the SEC of delayed 10-K filing for period ending 2019-09-30. Substantive filing landed 2020-01-14 (accession 0001185185-20-000037), 16 days after the 2019-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Dec 29, 2025 | PCAOB-tagged auditor in 10-K filed 2025-12-29 (accession 0001185185-25-002183) was 'Simon & Edward, LLP' (PCAOB Firm ID: 2485). Prior 10-K filed 2024-12-26 (accession 0001185185-24-001223) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 2851). | view ↗ |
Related on FUST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.