FUNI Risk Flags
Consolidated view of every risk_flag row FUNIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Dec 30, 2025 | Form NT 10-K filed 2025-12-30 (accession 0001493152-25-029612) notified the SEC of delayed 10-K filing for period ending 2025-09-30. Substantive filing landed 2026-01-15 (accession 0001493152-26-002451), 17 days after the 2025-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-011005) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-13 (accession 0001641172-25-015098), 29 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 2, 2024 | Form NT 10-K filed 2024-01-02 (accession 0001493152-24-000069) notified the SEC of delayed 10-K filing for period ending 2023-09-30. Substantive filing landed 2024-01-16 (accession 0001493152-24-002491), 18 days after the 2023-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 31, 2019 | Form NT 10-K filed 2019-12-31 (accession 0001493152-19-019910) notified the SEC of delayed 10-K filing for period ending 2019-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024119) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-21 (accession 0001641172-25-025082), 7 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 31, 2024 | Form NT 10-K filed 2024-12-31 (accession 0001493152-24-052646) notified the SEC of delayed 10-K filing for period ending 2024-09-30. Substantive filing landed 2025-01-13 (accession 0001493152-25-001966), 15 days after the 2024-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019977) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020708), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028950) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029409), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2022 | Form NT 10-K filed 2022-12-30 (accession 0001493152-22-037041) notified the SEC of delayed 10-K filing for period ending 2022-09-30. Substantive filing landed 2023-01-17 (accession 0001493152-23-001551), 19 days after the 2022-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2020 | Form NT 10-K filed 2020-12-30 (accession 0001493152-20-024602) notified the SEC of delayed 10-K filing for period ending 2020-09-30. Substantive filing landed 2021-01-29 (accession 0001493152-21-002057), 31 days after the 2020-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2016 | Form NT 10-K filed 2016-12-30 (accession 0001493152-16-016317) notified the SEC of delayed 10-K filing for period ending 2016-09-30. Substantive filing landed 2017-01-09 (accession 0001493152-17-000298), 11 days after the 2016-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2013 | Form NT 10-Q filed 2013-05-14 (accession 0001308411-13-000150) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001308411-13-000169), 5 days after the 2013-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jan 13, 2025 | PCAOB-tagged auditor in 10-K filed 2025-01-13 (accession 0001493152-25-001966) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K/A filed 2024-01-19 (accession 0001493152-24-002937) was 'M&K CPAS, PLLC' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017668) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-26 (accession 0001493152-23-019365), 11 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 17, 2016 | Form NT 10-Q filed 2016-02-17 (accession 0001493152-16-007479) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-19 (accession 0001493152-16-007552), 5 days after the 2016-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2015 | Form NT 10-K filed 2015-12-29 (accession 0001493152-15-006452) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2016-01-13 (accession 0001493152-16-006768), 15 days after the 2015-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 2013 | Form NT 10-Q filed 2013-02-13 (accession 0001308411-13-000034) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0001308411-13-000036), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 31, 2012 | Form NT 10-K filed 2012-12-31 (accession 0001308411-12-000181) notified the SEC of delayed 10-K filing for period ending 2012-09-30. Substantive filing landed 2013-01-11 (accession 0001308411-13-000003), 13 days after the 2012-12-29 filing … | view ↗ |
Related on FUNI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.