FTSP Risk Flags
Consolidated view of every risk_flag row FTSPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001199835-13-000156) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001199835-13-000181), 16 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001199835-14-000220) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001199835-14-000268), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001199835-14-000123) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-14 (accession 0001199835-14-000149), 14 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001199835-13-000738) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001199835-13-000784), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001199835-12-000534) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001199835-12-000564), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001199835-12-000337) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001199835-12-000390), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2012 | Form NT 10-K filed 2012-03-29 (accession 0001199835-12-000155) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-13 (accession 0001199835-12-000213), 14 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001199835-11-000513) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001199835-11-000535), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001199835-11-000351) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-20 (accession 0001199835-11-000389), 5 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2011 | Form NT 10-K filed 2011-03-30 (accession 0001199835-11-000187) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001199835-11-000273), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2010 | Form NT 10-K filed 2010-03-30 (accession 0001427236-10-000033) notified the SEC of delayed 10-K filing for period ending 2010-03-30. Substantive filing landed 2010-04-14 (accession 0001199835-10-000233), 75 days before the 2010-06-28 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2009 | Form NT 10-Q filed 2009-08-14 (accession 0001427236-09-000079) notified the SEC of delayed 10-Q filing for period ending 2009-08-14. Substantive filing landed 2009-08-19 (accession 0001427236-09-000089), 40 days before the 2009-09-28 filing… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001199835-26-000084) was 'DAVIDSON & COMPANY LLP' (PCAOB Firm ID: 731). Prior 10-K filed 2025-03-28 (accession 0001199835-25-000101) was 'Smythe LLP' (PCAOB Firm ID: 995). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001199835-24-000510) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001199835-24-000512), 1 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001199835-22-000291) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001199835-22-000335), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2022 | Form NT 10-K filed 2022-03-30 (accession 0001199835-22-000173) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001199835-22-000228), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0001002014-09-000419) notified the SEC of delayed 10-Q filing for period ending 2009-05-18. Substantive filing landed 2009-05-19 (accession 0001427236-09-000039), 44 days before the 2009-07-02 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001427236-09-000021) notified the SEC of delayed 10-K filing for period ending 2009-03-31. Substantive filing landed 2009-04-07 (accession 0001427236-09-000025), 83 days before the 2009-06-29 filing… | view ↗ |
Related on FTSP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.