FTLF Risk Flags
Consolidated view of every risk_flag row FTLFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001851734-22-000269) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-10-14 (accession 0001851734-22-000616), 152 days after the 2022-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001851734-22-000181) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-10-13 (accession 0001851734-22-000611), 196 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001415889-16-007430) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2017-05-22 (accession 0001654954-17-004994), 189 days after the 2016-11-14 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2018 | Form NT 10-K filed 2018-03-30 (accession 0001415889-18-000477) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001654954-18-004031), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001415889-17-000519) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001654954-17-003377), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 27, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-04-27 (accession 0001437749-23-011249) was 'Weinberg & Company, P.A.' (PCAOB Firm ID: 572). Prior 10-K filed 2022-10-13 (accession 0001851734-22-000612) was 'WEAVER AND TIDWELL, L.L.P.' (PCAOB Firm … | view ↗ |
| Delisting | low | 15-12G · Jul 18, 2022 | Form 15-12G filed 2022-07-18 (accession 0001851734-22-000382) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001415889-17-001390) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001654954-17-007797), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001415889-17-000761) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001654954-17-004994), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001415889-16-005394) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001415889-16-005539), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001415889-13-002329) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-15 (accession 0001415889-13-002333), 1 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001415889-12-000717) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001415889-12-000750), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001415889-12-000455) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-13 (accession 0001415889-12-000538), 14 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001415889-11-000193) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001415889-11-000236), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001415889-10-000054) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001415889-10-000074), 15 days after the 2010-03-31 filing … | view ↗ |
Related on FTLF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.