FTFT Risk Flags
Consolidated view of every risk_flag row FTFThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001213900-19-009012) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-09-30 (accession 0001213900-19-019325), 138 days after the 2019-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001213900-19-005553) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-09-03 (accession 0001213900-19-017066), 156 days after the 2019-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001213900-16-016091) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-12-20 (accession 0001213900-16-019536), 128 days after the 2016-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001213900-16-013451) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-12-20 (accession 0001213900-16-019536), 219 days after the 2016-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001213900-16-012064) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-11-28 (accession 0001213900-16-018959), 243 days after the 2016-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Dec 31, 2007 | Form NT 10-K filed 2007-12-31 (accession 0001185185-07-000698) notified the SEC of delayed 10-K filing for period ending 2007-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001185185-07-000206) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 14, 2007 | Form NT 10-Q filed 2007-02-14 (accession 0001185185-07-000056) notified the SEC of delayed 10-Q filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2006 | Form NT 10-K filed 2006-12-29 (accession 0001185185-06-000464) notified the SEC of delayed 10-K filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001185185-06-000279) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001185185-06-000173) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 14, 2006 | Form NT 10-Q filed 2006-02-14 (accession 0001185185-06-000060) notified the SEC of delayed 10-Q filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2005 | Form NT 10-K filed 2005-12-29 (accession 0001185185-05-000490) notified the SEC of delayed 10-K filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001140361-05-003727) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2004 | Form NT 10-K filed 2004-12-29 (accession 0001140361-04-007172) notified the SEC of delayed 10-K filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 6, 2004 | Form NT 10-Q filed 2004-08-06 (accession 0001140361-04-004561) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2004 | Form NT 10-Q filed 2004-05-17 (accession 0001019687-04-001078) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2003 | Form NT 10-K filed 2003-04-01 (accession 0001019687-03-000644) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028694) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001213900-24-033265), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025518) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-19 (accession 0001213900-23-031057), 19 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001213900-20-016174) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-06 (accession 0001213900-20-016729), 52 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001213900-20-012273) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-06-02 (accession 0001213900-20-013926), 64 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001213900-19-015784) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-09-30 (accession 0001213900-19-019325), 47 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001213900-18-003829) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001213900-18-004539), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001213900-17-003048) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001213900-17-003881), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001213900-16-018596) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-12-20 (accession 0001213900-16-019536), 36 days after the 2016-11-14 filing … | view ↗ |
| Delisting | medium | 25 · Apr 19, 2010 | Form 25 filed 2010-04-19 (accession 0001415889-10-000082) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001213900-25-077275) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001213900-25-078518), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001213900-25-044225) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001213900-25-045968), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026265) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-032096), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098439) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001213900-24-100164), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001213900-24-069053) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001213900-24-070725), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043659) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045190), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001213900-24-033265) was 'Fortune CPA, Inc' (PCAOB Firm ID: 6901). Prior 10-K filed 2023-04-19 (accession 0001213900-23-031057) was 'Onestop Assurance PAC' (PCAOB Firm ID: 6732). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-086954) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001213900-23-088731), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001213900-23-067115) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001213900-23-069361), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039754) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001213900-23-041968), 7 days after the 2023-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 19, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-19 (accession 0001213900-23-031057) was 'Onestop Assurance PAC' (PCAOB Firm ID: 6732). Prior 10-K/A filed 2023-03-22 (accession 0001213900-23-022083) was 'B F Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001213900-22-072233) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001213900-22-074214), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001213900-22-016722) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001213900-22-020106), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001213900-21-059481) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-17 (accession 0001213900-21-060324), 3 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001213900-21-019189) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001213900-21-021762), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001213900-18-015782) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001213900-18-016214), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001213900-18-011004) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001213900-18-011437), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001213900-18-006315) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001213900-18-006576), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001213900-17-012091) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001213900-17-012380), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001213900-17-008645) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-15 (accession 0001213900-17-008783), 1 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001213900-17-005245) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-16 (accession 0001213900-17-005357), 1 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001415889-11-000197) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-01 (accession 0001415889-11-000198), 1 days after the 2011-03-31 filing d… | view ↗ |
Related on FTFT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.