FSI Risk Flags
Consolidated view of every risk_flag row FSIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2002 | Form NT 10-K filed 2002-04-01 (accession 0001025894-02-000230) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014305) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016796), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001641172-25-001675) was 'SMYTHE LLP' (PCAOB Firm ID: 444). Prior 10-K/A filed 2024-08-13 (accession 0001493152-24-031588) was 'Smythe LLP' (PCAOB Firm ID: 995). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001004878-19-000082) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-17 (accession 0001493152-19-007714), 2 days after the 2019-05-15 filing d… | view ↗ |
Related on FSI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.