FRMM Risk Flags
Consolidated view of every risk_flag row FRMMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001213900-25-026273) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K/A filed 2024-04-29 (accession 0001213900-24-037176) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2021 | Form NT 10-K filed 2021-03-30 (accession 0001213900-21-018778) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-07-09 (accession 0001213900-21-036392), 100 days after the 2021-03-31 filing… | view ↗ |
| Delisting | medium | 25-NSE · Nov 5, 2025 | Form 25-NSE filed 2025-11-05 (accession 0001354457-25-001096) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027427) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-19 (accession 0001213900-21-037327), 65 days after the 2021-05-15 filing … | view ↗ |
| Delisting | medium | 25-NSE · Nov 6, 2020 | Form 25-NSE filed 2020-11-06 (accession 0001354457-20-000670) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-037875) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001213900-26-037888), 1 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001213900-23-067196) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001213900-23-067849), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001213900-20-037334) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-24 (accession 0001213900-20-038894), 10 days after the 2020-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001213900-20-022080) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-20 (accession 0001213900-20-022936), 6 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001213900-20-012721) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-22 (accession 0001213900-20-013323), 7 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001213900-20-007951) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-07 (accession 0001213900-20-008783), 8 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2019 | Form NT 10-Q filed 2019-05-13 (accession 0001213900-19-008318) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-13 (accession 0001213900-19-008404), 2 days before the 2019-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 18, 2019 | Form NT 10-K filed 2019-03-18 (accession 0001213900-19-004354) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-01 (accession 0001213900-19-005536), 1 days after the 2019-03-31 filing d… | view ↗ |
Related on FRMM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.