FRHC Risk Flags
Consolidated view of every risk_flag row FRHChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001038838-05-000977) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. Substantive filing landed 2006-08-09 (accession 0001038838-06-000655), 268 days after the 2005-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 2005 | Form NT 10-K filed 2005-06-29 (accession 0001038838-05-000631) notified the SEC of delayed 10-K filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 17, 2004 | Form NT 10-Q filed 2004-02-17 (accession 0001038838-04-000088) notified the SEC of delayed 10-Q filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 1999 | Form NT 10-K filed 1999-06-29 (accession 0000950135-99-003362) notified the SEC of delayed 10-K filing for period ending 1999-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Jun 13, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-13 (accession 0000924805-25-000012) was 'Deloitte LLP' (PCAOB Firm ID: 1056). Prior 10-K filed 2024-06-14 (accession 0000924805-24-000041) was 'WSRP, LLC' (PCAOB Firm ID: 374). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 10, 2023 | Form NT 10-Q filed 2023-08-10 (accession 0000924805-23-000080) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-10-10 (accession 0000924805-23-000104), 57 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 31, 2023 | Form NT 10-K filed 2023-05-31 (accession 0000924805-23-000064) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-08-04 (accession 0000924805-23-000076), 36 days after the 2023-06-29 filing … | view ↗ |
| Delisting | medium | 25 · Sep 19, 2011 | Form 25 filed 2011-09-19 (accession 0001038838-11-000331) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · May 30, 2025 | Form NT 10-K filed 2025-05-30 (accession 0000924805-25-000008) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-06-13 (accession 0000924805-25-000012), 16 days before the 2025-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-K · May 31, 2024 | Form NT 10-K filed 2024-05-31 (accession 0000924805-24-000031) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-06-14 (accession 0000924805-24-000041), 15 days before the 2024-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 10, 2023 | Form NT 10-Q filed 2023-02-10 (accession 0000924805-23-000007) notified the SEC of delayed 10-Q filing for period ending 2023-02-10. Substantive filing landed 2023-02-14 (accession 0000924805-23-000013), 41 days before the 2023-03-27 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 10, 2022 | Form NT 10-Q filed 2022-11-10 (accession 0000924805-22-000063) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-15 (accession 0000924805-22-000073), 1 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2022 | Form NT 10-Q filed 2022-08-09 (accession 0000924805-22-000043) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-10 (accession 0000924805-22-000049), 4 days before the 2022-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 15, 2021 | Form NT 10-K filed 2021-06-15 (accession 0001654954-21-006879) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-06-15 (accession 0001654954-21-006880), 14 days before the 2021-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 11, 2020 | Form NT 10-Q filed 2020-08-11 (accession 0001654954-20-008741) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-11 (accession 0001654954-20-008748), 3 days before the 2020-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2017 | Form NT 10-K filed 2017-06-30 (accession 0001654954-17-006032) notified the SEC of delayed 10-K filing for period ending 2017-03-31. Substantive filing landed 2017-06-30 (accession 0001654954-17-006033), 1 days after the 2017-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2016 | Form NT 10-K filed 2016-06-29 (accession 0001038838-16-000266) notified the SEC of delayed 10-K filing for period ending 2016-03-31. Substantive filing landed 2016-07-14 (accession 0001038838-16-000272), 15 days after the 2016-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2013 | Form NT 10-Q filed 2013-02-14 (accession 0001038838-13-000048) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0001038838-13-000052), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2011 | Form NT 10-Q filed 2011-02-14 (accession 0001038838-11-000025) notified the SEC of delayed 10-Q filing for period ending 2010-12-31. Substantive filing landed 2011-02-22 (accession 0001038838-11-000046), 8 days after the 2011-02-14 filing d… | view ↗ |
Related on FRHC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.