FOXX Risk Flags
Consolidated view of every risk_flag row FOXXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Sep 29, 2025 | Form NT 10-K filed 2025-09-29 (accession 0001213900-25-093188) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-15 (accession 0001213900-25-098953), 17 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001213900-25-110266) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-18 (accession 0001213900-25-112192), 4 days after the 2025-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Oct 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-10-15 (accession 0001213900-25-098953) was 'MARCUM LLP' (PCAOB Firm ID: 199). Prior 10-K filed 2024-10-24 (accession 0001213900-24-090457) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098517) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001213900-24-100229), 5 days after the 2024-11-14 filing d… | view ↗ |
Related on FOXX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.