FMS Risk Flags
Consolidated view of every risk_flag row FMShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 1, 2023 | Form 25-NSE filed 2023-12-01 (accession 0000876661-23-000926) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jul 1, 2013 | Form 25-NSE filed 2013-07-01 (accession 0000876661-13-000462) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Feb 22, 2023 | PCAOB-tagged auditor in 20-F filed 2023-02-22 (accession 0001104659-23-024168) was 'PricewaterhouseCoopers GmbH' (PCAOB Firm ID: 1275). Prior 20-F filed 2022-02-22 (accession 0001104659-22-025549) was 'KPMG AG Wirtschaftsprüfungsgesellschaf… | view ↗ |
| Late Filing | low | NT 11-K · Jun 28, 2012 | Form NT 11-K filed 2012-06-28 (accession 0000950123-12-009625) notified the SEC of delayed 11-K filing for period ending 2011-12-31. Substantive filing landed 2012-07-11 (accession 9999999997-12-011548), 13 days after the 2012-06-28 filing … | view ↗ |
Related on FMS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.