FLD Risk Flags
Consolidated view of every risk_flag row FLDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · May 22, 2025 | Form 25-NSE filed 2025-05-22 (accession 0001354457-25-000446) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 17, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-17 (accession 0001193125-26-110808) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K filed 2025-03-28 (accession 0001013762-25-004107) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
Related on FLD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.