FIZZ Risk Flags
Consolidated view of every risk_flag row FIZZhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25/A · Jun 11, 2007 | Form 25/A filed 2007-06-11 (accession 0000950144-07-005605) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-1… | view ↗ |
| Delisting | medium | 25 · Jun 11, 2007 | Form 25 filed 2007-06-11 (accession 0000950144-07-005597) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Jul 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-02 (accession 0001437749-25-022007) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-06-26 (accession 0001437749-24-021311) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | low | NT 10-Q · Sep 13, 2006 | Form NT 10-Q filed 2006-09-13 (accession 0000950144-06-008774) notified the SEC of delayed 10-Q filing for period ending 2006-07-29. Substantive filing landed 2006-09-14 (accession 0000950144-06-008802), 2 days after the 2006-09-12 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2004 | Form NT 10-Q filed 2004-12-15 (accession 0000950144-04-012103) notified the SEC of delayed 10-Q filing for period ending 2004-10-30. Substantive filing landed 2004-12-15 (accession 0000950144-04-012104), 1 days after the 2004-12-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 11, 2001 | Form NT 10-Q filed 2001-09-11 (accession 0000950144-01-506767) notified the SEC of delayed 10-Q filing for period ending 2001-07-28. Substantive filing landed 2001-09-17 (accession 0000950144-01-506944), 6 days after the 2001-09-11 filing d… | view ↗ |
Related on FIZZ
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.