FIEE Risk Flags
Consolidated view of every risk_flag row FIEEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Jul 28, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-07-28 (accession 0001829126-25-005429) was 'Beckles & Co. Inc.' (PCAOB Firm ID: 7116). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010335) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-028526) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-11-13 (accession 0001493152-23-040237), 91 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017373) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-11-13 (accession 0001493152-23-040237), 182 days after the 2023-05-15 filing… | view ↗ |
| Delisting | medium | 25-NSE · Oct 24, 2024 | Form 25-NSE filed 2024-10-24 (accession 0001354457-24-000828) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041506) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-01-08 (accession 0001493152-24-001659), 55 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001654954-20-003508) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-15 (accession 0001654954-20-004069), 16 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001829126-25-002193) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-10 (accession 0001829126-25-002538), 10 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001829126-24-007530) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001829126-24-007675), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001829126-24-005483) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-20 (accession 0001829126-24-005670), 6 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001829126-24-003354) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001829126-24-003547), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001829126-24-002028) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-12 (accession 0001829126-24-002449), 13 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-010335) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K/A filed 2022-08-19 (accession 0001493152-22-023610) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 4, 2022 | Form NT 10-Q filed 2022-08-04 (accession 0001493152-22-021345) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001493152-22-023613), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001140361-21-011162) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-13 (accession 0001654954-21-004133), 13 days after the 2021-03-31 filing … | view ↗ |
Related on FIEE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.