FFLO Risk Flags
Consolidated view of every risk_flag row FFLOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001096906-23-000713) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001096906-23-000860), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 13, 2016 | Form NT 10-Q filed 2016-05-13 (accession 0001165527-16-000773) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-31 (accession 0001165527-16-000801), 16 days after the 2016-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001165527-16-000705) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-22 (accession 0001165527-16-000743), 23 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001065949-15-000126) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-06-22 (accession 0001065949-15-000162), 38 days after the 2015-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001096906-25-000373) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001096906-25-000495), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001096906-24-001696) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001096906-24-001762), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001096906-24-001156) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001096906-24-001207), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001096906-23-002190) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001096906-23-002225), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001096906-23-001088) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-18 (accession 0001096906-23-001136), 3 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001096906-22-001146) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-27 (accession 0001096906-22-001302), 12 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001165527-19-000073) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001165527-19-000084), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001165527-18-000227) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001165527-18-000238), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001165527-18-000166) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-15 (accession 0001165527-18-000176), 1 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001165527-17-000221) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001165527-17-000228), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001165527-17-000171) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001165527-17-000185), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001165527-17-000116) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-24 (accession 0001165527-17-000134), 9 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001165527-17-000067) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-03 (accession 0001165527-17-000077), 3 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001165527-16-000925) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001165527-16-000943), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001065949-15-000275) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-20 (accession 0001065949-15-000282), 6 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2015 | Form NT 10-Q filed 2015-08-12 (accession 0001065949-15-000209) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001065949-15-000219), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001065949-15-000083) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001065949-15-000101), 15 days after the 2015-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 14, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-14 (accession 0001096906-25-000495) was 'BCRG Group' (PCAOB Firm ID: 7158). Prior 10-K/A filed 2024-06-05 (accession 0001096906-24-001310) was 'Yusufali & Associates, LLC' (PCAOB Firm ID: 3313). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001096906-22-000724) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001096906-22-000881), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2021 | Form NT 10-K filed 2021-03-30 (accession 0001096906-21-000601) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-08 (accession 0001096906-21-000715), 8 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001065949-14-000290) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001065949-14-000294), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001165527-14-000307) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001165527-14-000322), 5 days after the 2014-05-15 filing d… | view ↗ |
Related on FFLO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.