FEIM Risk Flags
Consolidated view of every risk_flag row FEIMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 11-K · Jun 30, 2008 | Form NT 11-K filed 2008-06-30 (accession 0001144204-08-037296) notified the SEC of delayed 11-K filing for period ending 2007-12-31. Substantive filing landed 2008-07-16 (accession 0001144204-08-040255), 18 days after the 2008-06-28 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jun 29, 2007 | Form NT 11-K filed 2007-06-29 (accession 0001171843-07-000325) notified the SEC of delayed 11-K filing for period ending 2006-12-31. Substantive filing landed 2007-09-06 (accession 0001144204-07-048128), 69 days after the 2007-06-29 filing … | view ↗ |
| Delisting | medium | 25 · Jul 24, 2006 | Form 25 filed 2006-07-24 (accession 0000039020-06-000021) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 11-K · Jun 30, 2006 | Form NT 11-K filed 2006-06-30 (accession 0000039020-06-000019) notified the SEC of delayed 11-K filing for period ending 2005-12-31. Substantive filing landed 2006-08-03 (accession 0000039020-06-000047), 35 days after the 2006-06-29 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jun 29, 2005 | Form NT 11-K filed 2005-06-29 (accession 0000039020-05-000036) notified the SEC of delayed 11-K filing for period ending 2004-12-31. Substantive filing landed 2005-07-15 (accession 0000039020-05-000040), 16 days after the 2005-06-29 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jul 1, 2003 | Form NT 11-K filed 2003-07-01 (accession 0000039020-03-000006) notified the SEC of delayed 11-K filing for period ending 2002-12-31. Substantive filing landed 2003-07-15 (accession 0000039020-03-000008), 16 days after the 2003-06-29 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jul 1, 2002 | Form NT 11-K filed 2002-07-01 (accession 0000039020-02-000009) notified the SEC of delayed 11-K filing for period ending 2001-12-31. Substantive filing landed 2002-07-15 (accession 0000039020-02-000011), 16 days after the 2002-06-29 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jul 2, 2001 | Form NT 11-K filed 2001-07-02 (accession 0000039020-01-500006) notified the SEC of delayed 11-K filing for period ending 2000-12-31. Substantive filing landed 2001-07-16 (accession 0000039020-01-500008), 17 days after the 2001-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Aug 2, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-02 (accession 0001185185-24-000753) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-07-27 (accession 0001185185-23-000763) was 'BDO USA, P.A.' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2024 | Form NT 10-K filed 2024-07-29 (accession 0001185185-24-000735) notified the SEC of delayed 10-K filing for period ending 2024-04-30. Substantive filing landed 2024-08-02 (accession 0001185185-24-000753), 4 days after the 2024-07-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 16, 2022 | Form NT 10-Q filed 2022-12-16 (accession 0001185185-22-001427) notified the SEC of delayed 10-Q filing for period ending 2022-10-31. Substantive filing landed 2022-12-20 (accession 0001185185-22-001436), 5 days after the 2022-12-15 filing d… | view ↗ |
| Delisting | low | 15-12B · Apr 12, 2013 | Form 15-12B filed 2013-04-12 (accession 0001185185-13-000807) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 11-K · Jun 29, 2009 | Form NT 11-K filed 2009-06-29 (accession 0001144204-09-034792) notified the SEC of delayed 11-K filing for period ending 2008-12-31. Substantive filing landed 2009-07-13 (accession 0001144204-09-036952), 14 days after the 2009-06-29 filing … | view ↗ |
| Late Filing | low | NT 11-K · Jun 28, 2004 | Form NT 11-K filed 2004-06-28 (accession 0000039020-04-000014) notified the SEC of delayed 11-K filing for period ending 2003-12-31. Substantive filing landed 2004-07-13 (accession 0000039020-04-000016), 15 days after the 2004-06-28 filing … | view ↗ |
Related on FEIM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.