FCUV Risk Flags
Consolidated view of every risk_flag row FCUVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Jun 29, 2015 | Form NT 10-K filed 2015-06-29 (accession 0001019687-15-002563) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2015-07-28 (accession 0001019687-15-002881), 29 days after the 2015-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 28, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-28 (accession 0001683168-25-001278) was 'Weinberg & Company, P.A' (PCAOB Firm ID: 572). Prior 10-K filed 2024-04-01 (accession 0001683168-24-001995) was 'Reliant CPA PC' (PCAOB Firm ID: 6906). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001683168-23-008140) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0001683168-23-008275), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001683168-23-003421) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-16 (accession 0001683168-23-003471), 1 days after the 2023-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001683168-23-002065) was 'Reliant CPA PC' (PCAOB Firm ID: 6906). Prior 10-K filed 2022-03-08 (accession 0001683168-22-001523) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001683168-22-007763) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-15 (accession 0001683168-22-007765), 1 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001683168-17-003047) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-17 (accession 0001683168-17-003083), 3 days after the 2017-11-14 filing d… | view ↗ |
Related on FCUV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.