FCNCA Risk Flags
Consolidated view of every risk_flag row FCNCAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Feb 23, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-23 (accession 0000798941-24-000018) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-02-24 (accession 0000798941-23-000017) was 'FORVIS, LLP' (PCAOB Firm ID: 686). | view ↗ |
| Auditor Change | low | 10-K · Feb 24, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-24 (accession 0000798941-23-000017) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-02-25 (accession 0000798941-22-000014) was 'Dixon Hughes Goodman LLP' (PCAOB Firm ID: 57). | view ↗ |
| Late Filing | low | NT 10-K · Feb 29, 2012 | Form NT 10-K filed 2012-02-29 (accession 0000798941-12-000004) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-03-07 (accession 0000798941-12-000008), 23 days before the 2012-03-30 filing… | view ↗ |
Related on FCNCA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.