FCCN Risk Flags
Consolidated view of every risk_flag row FCCNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001096906-06-000225) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001170423-05-000178) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001199835-04-000431) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001096906-25-000343) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-24 (accession 0001096906-25-001012), 85 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001096906-13-000437) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001096906-13-000545), 16 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001139020-04-000088) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001139020-03-000320) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001096906-24-001121) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-17 (accession 0001096906-24-001177), 2 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001096906-12-002079) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001096906-12-002135), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001096906-12-001373) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001096906-12-001551), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001096906-10-001500) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001096906-10-001571), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001096906-10-001052) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-20 (accession 0001096906-10-001106), 6 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0001096906-10-000397) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001096906-10-000457), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2009 | Form NT 10-Q filed 2009-08-17 (accession 0001096906-09-000980) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001096906-09-001019), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0001096906-09-000559) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-06-04 (accession 0001096906-09-000638), 20 days after the 2009-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Jun 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-24 (accession 0001096906-25-001012) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2024-03-28 (accession 0001096906-24-000647) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001096906-24-002152) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001096906-24-002191), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001096906-22-002778) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001096906-22-002825), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001096906-22-001907) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001096906-22-001962), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001096906-17-000538) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-16 (accession 0001096906-17-000542), 2 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001096906-09-000299) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-14 (accession 0001096906-09-000364), 14 days after the 2009-03-31 filing … | view ↗ |
Related on FCCN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.