FBRT Risk Flags
Consolidated view of every risk_flag row FBRThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 1, 2015 | Form NT 10-K filed 2015-04-01 (accession 0001144204-15-020646) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-24 (accession 0001628280-15-002936), 24 days after the 2015-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-26 (accession 0001562528-24-000008) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2023-03-16 (accession 0001562528-23-000016) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-K · Mar 2, 2023 | Form NT 10-K filed 2023-03-02 (accession 0001104659-23-027911) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-16 (accession 0001562528-23-000016), 15 days before the 2023-03-31 filing… | view ↗ |
| Delisting | low | 15-12G · Apr 28, 2022 | Form 15-12G filed 2022-04-28 (accession 0001104659-22-052311) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on FBRT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.