EVEX Risk Flags
Consolidated view of every risk_flag row EVEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · May 4, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-04 (accession 0001554855-23-000339) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2022-02-15 (accession 0001193125-22-042665) was 'WithumSmith+Brown' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25 · May 9, 2022 | Form 25 filed 2022-05-09 (accession 0001193125-22-144961) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001193125-21-165318) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-21 (accession 0001193125-21-195021), 37 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2023 | Form NT 10-K filed 2023-03-17 (accession 0001193125-23-073841) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-23 (accession 0001554855-23-000184), 8 days before the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001554855-22-000617) notified the SEC of delayed 10-Q filing for period ending 2022-11-14. Substantive filing landed 2022-12-08 (accession 0001554855-22-000683), 21 days before the 2022-12-29 filing… | view ↗ |
Related on EVEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.