ETST Risk Flags
Consolidated view of every risk_flag row ETSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Jun 30, 2021 | Form NT 10-K filed 2021-06-30 (accession 0001493152-21-015705) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-09-28 (accession 0001493152-21-024029), 91 days after the 2021-06-29 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 30, 2016 | Form NT 10-K filed 2016-06-30 (accession 0001065949-16-000448) notified the SEC of delayed 10-K filing for period ending 2016-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001065949-16-000346) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-05-17 (accession 0001398344-16-013491), 93 days after the 2016-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 28, 2022 | Form NT 10-K filed 2022-06-28 (accession 0001493152-22-017956) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-07-15 (accession 0001493152-22-019367), 16 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001493152-22-004512) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-04-28 (accession 0001493152-22-011363), 73 days after the 2022-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001493152-21-020342) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-09-28 (accession 0001493152-21-024030), 45 days after the 2021-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 26, 2015 | Form NT 10-K filed 2015-06-26 (accession 0001641516-15-000014) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2015-08-05 (accession 0001398344-15-004930), 37 days after the 2015-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028816) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029627), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2020 | Form NT 10-Q filed 2020-08-13 (accession 0001493152-20-015489) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-24 (accession 0001493152-20-016607), 10 days after the 2020-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001493152-19-012775) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-012973), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001065949-15-000278) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-19 (accession 0001398344-15-007736), 5 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 11, 2015 | Form NT 10-Q filed 2015-08-11 (accession 0001065949-15-000208) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001398344-15-005452), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 11, 2015 | Form NT 10-Q filed 2015-02-11 (accession 0001398344-15-000854) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. Substantive filing landed 2015-02-23 (accession 0001398344-15-001132), 9 days after the 2015-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001398344-14-005890) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001398344-14-005966), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q/A · Aug 19, 2014 | Form NT 10-Q/A filed 2014-08-19 (accession 0001398344-14-004278) notified the SEC of delayed 10-Q/A filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001398344-14-004281), 5 days after the 2014-08-14 fili… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 30, 2014 | Form NT 10-K filed 2014-06-30 (accession 0001398344-14-003402) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-07-16 (accession 0001398344-14-003623), 17 days after the 2014-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jun 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-27 (accession 0001641172-25-016717) was 'ASSURANCE DIMENSIONS, LLC' (PCAOB Firm ID: 5036). Prior 10-K filed 2024-06-28 (accession 0001493152-24-025578) was 'R. Bolko, CPA P.A' (PCAOB Firm ID: 6554)… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 2024 | Form NT 10-K filed 2024-06-28 (accession 0001493152-24-025487) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-06-28 (accession 0001493152-24-025578), 1 days before the 2024-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Feb 27, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-02-27 (accession 0001493152-24-007930) was 'R. Bolko, CPA P.A.' (PCAOB Firm ID: 6554). Prior 10-K/A filed 2022-07-22 (accession 0001493152-22-020107) was 'BF Borgers CPA PC' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2024 | Form NT 10-Q filed 2024-02-14 (accession 0001493152-24-006357) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001493152-24-007125), 6 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2019 | Form NT 10-Q filed 2019-02-14 (accession 0001493152-19-002133) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001493152-19-002282), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-015931) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016532), 5 days after the 2018-11-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Aug 3, 2016 | Form 15-12G filed 2016-08-03 (accession 0001065949-16-000469) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 13, 2014 | Form NT 10-Q filed 2014-02-13 (accession 0001398344-14-000881) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-28 (accession 0001398344-14-001284), 14 days after the 2014-02-14 filing … | view ↗ |
Related on ETST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.