ESMC Risk Flags
Consolidated view of every risk_flag row ESMChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Sep 30, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-30 (accession 0000862668-24-000022) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-10-13 (accession 0000862668-23-000022) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Delisting | medium | 25-NSE · Jan 25, 2017 | Form 25-NSE filed 2017-01-25 (accession 0001354457-17-000018) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2010 | Form NT 10-K filed 2010-09-29 (accession 0000950123-10-090054) notified the SEC of delayed 10-K filing for period ending 2010-06-30. Substantive filing landed 2010-10-12 (accession 0000950123-10-092815), 14 days after the 2010-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0000950123-10-050899) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-20 (accession 0000950123-10-051593), 5 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q/A · Feb 17, 2010 | Form NT 10-Q/A filed 2010-02-17 (accession 0000950123-10-013774) notified the SEC of delayed 10-Q/A filing for period ending 2009-12-31. Substantive filing landed 2010-02-22 (accession 0000950123-10-015235), 8 days after the 2010-02-14 fili… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2010 | Form NT 10-Q filed 2010-02-17 (accession 0000950123-10-013688) notified the SEC of delayed 10-Q filing for period ending 2009-12-31. Substantive filing landed 2010-02-22 (accession 0000950123-10-015235), 8 days after the 2010-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Sep 29, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-29 (accession 0001628280-25-043095) was 'CBIZ, CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2024-09-30 (accession 0000862668-24-000022) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001140361-23-053367) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0000862668-23-000027), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001140361-23-045832) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-13 (accession 0000862668-23-000022), 15 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0000862668-16-000050) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0000862668-16-000052), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2016 | Form NT 10-K filed 2016-09-29 (accession 0000862668-16-000038) notified the SEC of delayed 10-K filing for period ending 2016-06-30. Substantive filing landed 2016-10-12 (accession 0000862668-16-000043), 14 days after the 2016-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2009 | Form NT 10-K filed 2009-09-29 (accession 0000950123-09-046808) notified the SEC of delayed 10-K filing for period ending 2009-06-30. Substantive filing landed 2009-10-13 (accession 0000950123-09-050042), 15 days after the 2009-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2005 | Form NT 10-K filed 2005-09-29 (accession 0000893220-05-002229) notified the SEC of delayed 10-K filing for period ending 2005-06-30. Substantive filing landed 2005-10-07 (accession 0000893220-05-002253), 9 days after the 2005-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2004 | Form NT 10-Q filed 2004-11-16 (accession 0000893220-04-002500) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. Substantive filing landed 2004-11-22 (accession 0000893220-04-002545), 8 days after the 2004-11-14 filing d… | view ↗ |
Related on ESMC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.