ESLA Risk Flags
Consolidated view of every risk_flag row ESLAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Oct 28, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-10-28 (accession 0001213900-24-091250) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). Prior 10-K filed 2023-03-14 (accession 0001575872-23-000353) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Delisting | medium | 25-NSE · Oct 5, 2023 | Form 25-NSE filed 2023-10-05 (accession 0001354457-23-000724) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087213) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001213900-23-088827), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001575872-23-000764) notified the SEC of delayed 10-Q filing for period ending 2023-05-15. Substantive filing landed 2023-05-18 (accession 0001575872-23-000781), 42 days before the 2023-06-29 filing… | view ↗ |
Related on ESLA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.