ESGH Risk Flags
Consolidated view of every risk_flag row ESGHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001520138-26-000093) was 'Tang Qian & Associates, PLLC' (PCAOB Firm ID: 7080). Prior 10-K filed 2025-04-15 (accession 0001520138-25-000120) was 'Prager Metis CPAs, LLC' (PCAOB Firm I… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001520138-24-000134) notified the SEC of delayed 10-K filing for period ending 2023-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001520138-25-000120) was 'Prager Metis CPAs, LLC' (PCAOB Firm ID: 273). Prior 10-K filed 2023-10-30 (accession 0001520138-23-000465) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001520138-25-000092) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001520138-25-000120), 15 days after the 2025-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Oct 30, 2023 | PCAOB-tagged auditor in 10-K filed 2023-10-30 (accession 0001520138-23-000465) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). Prior 10-K filed 2022-11-17 (accession 0001520138-22-000523) was 'Jack Shama, CPA' (PCAOB Firm ID: 321). | view ↗ |
| Late Filing | low | NT 10-Q · Jul 15, 2022 | Form NT 10-Q filed 2022-07-15 (accession 0001520138-22-000300) notified the SEC of delayed 10-Q filing for period ending 2022-05-31. Substantive filing landed 2022-07-22 (accession 0001520138-22-000317), 7 days after the 2022-07-15 filing d… | view ↗ |
Related on ESGH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.