ERNA Risk Flags
Consolidated view of every risk_flag row ERNAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001140361-22-019614) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-07-01 (accession 0001140361-22-024669), 47 days after the 2022-05-15 filing … | view ↗ |
| Delisting | medium | 25 · Oct 22, 2021 | Form 25 filed 2021-10-22 (accession 0001140361-21-035197) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K/A · Mar 18, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-03-18 (accession 0001140361-24-013709) was 'Grant Thornton, LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-03-20 (accession 0001140361-23-012418) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001140361-22-012456) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001140361-22-014764), 15 days after the 2022-03-31 filing … | view ↗ |
Related on ERNA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.