ERIC Risk Flags
Consolidated view of every risk_flag row ERIChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 20-F · Mar 15, 2023 | PCAOB-tagged auditor in 20-F filed 2023-03-15 (accession 0001193125-23-071310) was '(name not tagged)' (PCAOB Firm ID: 1126). Prior 20-F filed 2022-03-25 (accession 0001193125-22-085267) was '(name not tagged)' (PCAOB Firm ID: 1419). | view ↗ |
| Late Filing | medium | NT 11-K · Jun 30, 2005 | Form NT 11-K filed 2005-06-30 (accession 9999999997-05-030354) notified the SEC of delayed 11-K filing for period ending 2004-12-31. Substantive filing landed 2005-07-25 (accession 9999999997-05-033467), 26 days after the 2005-06-29 filing … | view ↗ |
| Late Filing | low | NT 11-K · Jun 27, 2008 | Form NT 11-K filed 2008-06-27 (accession 9999999997-08-039915) notified the SEC of delayed 11-K filing for period ending 2007-12-31. Substantive filing landed 2008-07-11 (accession 9999999997-08-033205), 13 days after the 2008-06-28 filing … | view ↗ |
Related on ERIC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.