EPM Risk Flags
Consolidated view of every risk_flag row EPMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001144204-06-021069) notified the SEC of delayed 10-Q filing for period ending 2006-03-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2005 | Form NT 10-Q filed 2005-02-15 (accession 0001144204-05-004986) notified the SEC of delayed 10-Q filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 2004 | Form NT 10-Q filed 2004-11-16 (accession 0001104659-04-036366) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Sep 17, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-17 (accession 0001104659-25-090839) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2024-09-11 (accession 0001558370-24-012740) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Delisting | medium | 25-NSE · Nov 14, 2016 | Form 25-NSE filed 2016-11-14 (accession 0001143313-16-000127) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Sep 14, 2017 | Form NT 10-K filed 2017-09-14 (accession 0001006655-17-000033) notified the SEC of delayed 10-K filing for period ending 2017-06-30. Substantive filing landed 2017-09-15 (accession 0001006655-17-000036), 13 days before the 2017-09-28 filing… | view ↗ |
Related on EPM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.